Code of Conduct for Orbium Climate Partners

1

Introduction

Orbium Climate Partners (“Orbium”) is committed to integrating responsible investment principles into all aspects of our business. This Code of Conduct sets out our values and expectations to ensure alignment with our mission to drive sustainable and ethical growth. This policy applies to all employees, stakeholders, and investee companies, reinforcing our dedication to transparency, accountability, and sustainability.

2

Responsible Investment Principles

Orbium has adopted a framework inspired by the United Nations Principles for Responsible Investment (UNPRI) to guide our investment approach. These principles include:

  1. Incorporating environmental, social, and governance (ESG) factors into our investment analysis and decisions.
  2. Practicing active ownership and integrating sustainable and ethical considerations into our engagement with investee companies.
  3. Seeking appropriate disclosure on sustainability and governance issues by our investee entities.
  4. Promoting the acceptance and implementation of these principles within the investment community.
  5. Collaborating to enhance our effectiveness in implementing responsible investment strategies.
  6. Reporting on our progress and activities related to sustainable and ethical investment practices.

3

Integration of ESG Factors

We systematically integrate those factors into all stages of the investment lifecycle, including due diligence, asset management, and reporting. Key ESG factors we consider include:

  • Environmental: Compliance with environmental regulations, resource efficiency, biodiversity preservation, emissions reduction, and energy transition initiatives.
  • Social: Promotion of diversity and inclusion, avoidance of discrimination, respect for labor rights, and community engagement.
  • Governance: Adherence to anti-corruption laws, sound corporate governance practices, and transparent reporting structures.

4

Climate Change Mitigation

Orbium recognizes the critical importance of addressing climate change. We aim to:

  • Support the objectives of the Paris Agreement.
  • Implement transparent climate-related reporting in line with frameworks such as the Taskforce on Climate-Related Financial Disclosures (TCFD).
  • Encourage investee companies to develop greenhouse gas (GHG) inventories and establish science-based emissions reduction targets.
  • Invest in projects that contribute to decarbonization and resilience against climate risks.

5

Supply Chain Integrity and Human Rights

We enforce rigorous standards to ensure supply chain integrity and the protection of human rights. This includes:

  • Avoiding procurement practices linked to child or forced labor.
  • Promoting supplier adherence to our Code of Conduct.
  • Engaging with communities to address concerns and minimize operational impacts.

6

Governance and Oversight

Responsibility for oversight of ethical and sustainability practices lies with Orbium’s leadership team. Regular reviews are conducted to assess progress, address emerging risks, and ensure compliance with this Code. Investee company boards are expected to champion responsible practices within their operations.

7

Reporting and Transparency

Orbium is committed to transparent reporting. We provide detailed ESG updates in investor communications, including annual reports and meetings. Our reporting aligns with global standards and links investment outcomes to sustainability metrics, such as the UN Sustainable Development Goals (SDGs).

8

Exclusions 

We avoid investments in sectors and practices that conflict with our values, including activities that harm human rights, biodiversity, or public trust. Investments are assessed for consistency with our ESG principles and stakeholder expectations.

9

Continuous Improvement

Orbium remains committed to refining our practices. We engage with stakeholders, adopt evolving standards, and foster a culture of accountability to uphold our commitment to responsible investing.

10

Acknowledgment and Adherence

All employees, partners, and investee companies are required to acknowledge this Code of Conduct and adhere to its principles. Non-compliance may result in disciplinary action or termination of business relationships.

Conclusion

Through these guidelines, Orbium Climate Partners strives to lead by example in the pursuit of sustainable, ethical, and impactful investment practices. Together, we can drive innovation and create a positive legacy for future generations.